Prime Capital Investment Advisors, LLC

Q3 2021 13F-HR Holdings

Location
Overland Park, KS
Holdings as of
9/30/2021
Date filed
11/9/2021
Form type
13F-HR
Num holdings
298
Total value ($000)
$1,601,755
Net value change ($000)
-121,619 (-7.1%)
New positions
33
Sold out positions
121
Turnover %
10.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2021 Next filing: 2/7/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
QQQ 62,021 46.8%
ACWX 8,578 NEW
IJR 7,252 229.8%
XLV 6,481 659.3%
DGRW 6,225 70.0%
X 6,077 NEW
CRM 5,937 183.5%
IWP 4,955 153.5%
MRNA 4,916 NEW
PFE 4,866 467.9%
Top Reduces (Value $000, Stocks/ETFs)
SCHWAB STRATEGIC TRUST -18,668 -21.1%
VBR -16,026 -58.3%
AMD -10,627 -100.0%
SCHE -9,137 -42.6%
EWI -9,091 -100.0%
FSK -7,300 -65.5%
RSP -6,734 -29.2%
RIGS -5,769 -94.9%
AAL -5,364 -100.0%
LRCX -5,240 -44.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 35 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type