Financial Engines Advisors L.L.C.

Q3 2021 13F-HR Holdings

Location
Santa Clara, CA
Holdings as of
9/30/2021
Date filed
11/12/2021
Form type
13F-HR
Num holdings
266
Total value ($000)
$33,858,774
Net value change ($000)
-605,877 (-1.8%)
New positions
87
Sold out positions
24
Turnover %
0.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2021 Next filing: 2/10/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPYV 113,541 5.5%
SPDW 97,576 12.8%
SPYG 72,395 11.9%
IGIB 46,158 2.6%
SCHK 45,898 9.9%
SPTL 45,399 6.2%
SCHM 39,871 6.2%
SPMB 39,603 1.4%
IGOV 33,472 6.7%
SPTI 32,815 7.5%
Top Reduces (Value $000, Stocks/ETFs)
SCHV -249,921 -12.9%
SCHG -190,688 -12.3%
SCHWAB STRATEGIC TRUST -135,173 -4.8%
SCHE -120,287 -15.8%
KOMP -99,046 -8.1%
IWD -83,059 -4.4%
VUG -71,787 -2.3%
SPSM -39,432 -8.9%
IJH -36,464 -5.1%
MDYG -36,270 -11.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type