NorthRock Partners, LLC

Q1 2022 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
3/31/2022
Date filed
5/5/2022
Form type
13F-HR
Num holdings
337
Total value ($000)
$1,111,824
Net value change ($000)
-223,089 (-16.7%)
New positions
47
Sold out positions
44
Turnover %
3.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/7/2022 Next filing: 8/4/2022 SEC filing

Snapshot: Change Analysis

Compared to Q4 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BUFR 7,383 NEW
ATI 2,727 132.6%
IVV 2,633 220.0%
MBB 2,231 NEW
QUAL 2,078 NEW
IWM 1,922 277.3%
VEA 1,289 358.1%
AMCR 1,081 NEW
IJH 925 337.6%
WEC 887 213.7%
Top Reduces (Value $000, Stocks/ETFs)
SPY -52,093 -20.0%
SPYG -24,872 -26.6%
SPYV -23,079 -19.0%
MDYV -13,686 -20.3%
SLYG -13,672 -26.6%
SLYV -12,776 -21.3%
MDYG -12,429 -24.6%
MDLZ -9,439 -20.2%
IWF -8,791 -24.2%
PM -8,183 -30.4%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 8 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type