Prime Capital Investment Advisors, LLC

Q3 2023 13F-HR Holdings

Location
Overland Park, KS
Holdings as of
9/30/2023
Date filed
11/9/2023
Form type
13F-HR
Num holdings
758
Total value ($000)
$4,884,443
Net value change ($000)
-189,923 (-3.7%)
New positions
47
Sold out positions
59
Turnover %
2.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/8/2023 Next filing: 1/24/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VTV 73,278 4827.3%
IEF 50,235 50.8%
IQDG 32,230 216.2%
TLH 29,719 NEW
SCHWAB STRATEGIC TRUST 26,240 27.4%
AGG 24,941 34.2%
QUAL 15,601 35.3%
XLE 10,619 468.6%
LLY 8,862 31.4%
XLF 8,433 697.5%
Top Reduces (Value $000, Stocks/ETFs)
DVY -58,637 -80.9%
SHV -36,502 -37.7%
AAPL -33,024 -19.7%
DFUV -30,705 -100.0%
SPY -27,201 -13.7%
JEPQ -20,035 -44.9%
VTI -19,618 -6.0%
BRK-B -18,641 -100.0%
GLD -13,761 -68.6%
SCHA -13,178 -34.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 178 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type