Financial Engines Advisors L.L.C.

Q3 2023 13F-HR Holdings

Location
Santa Clara, CA
Holdings as of
9/30/2023
Date filed
11/13/2023
Form type
13F-HR
Num holdings
277
Total value ($000)
$38,052,867
Net value change ($000)
-1,385,299 (-3.5%)
New positions
17
Sold out positions
27
Turnover %
0.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/11/2023 Next filing: 2/13/2024 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPTI 71,403 10.4%
SCHM 53,132 4.0%
IGIB 50,236 2.2%
SPEM 22,653 4.4%
VMBS 12,015 25.7%
MDYV 11,349 11.3%
ICSH 10,975 747.6%
MDYG 9,354 8.0%
NANR 5,133 1.6%
IEI 4,345 0.9%
Top Reduces (Value $000, Stocks/ETFs)
VUG -201,620 -6.8%
SCHG -152,971 -14.1%
KOMP -133,701 -9.5%
IGOV -121,534 -18.0%
XT -116,484 -6.3%
TECB -106,937 -32.4%
SCHWAB STRATEGIC TRUST -95,077 -3.6%
SPYV -78,376 -2.5%
IWD -67,942 -4.2%
SCHV -63,133 -4.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type