Seneca Financial Advisors LLC

Q3 2021 13F-HR Holdings

Location
Rochester, NY
Holdings as of
9/30/2021
Date filed
8/27/2025
Form type
13F-HR
Num holdings
40
Total value ($000)
$151,015
Net value change ($000)
-1,847 (-1.2%)
New positions
0
Sold out positions
1
Turnover %
0.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/27/2025 Next filing: 8/27/2025 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SCHWAB STRATEGIC TRUST 1,228 57.4%
SCHO 1,057 62.1%
SCHR 546 4.3%
SCHE 253 3.7%
BNL 140 28.7%
VYM 101 1.4%
VWO 86 5.3%
NDSN 50 1.0%
AAPL 35 4.6%
TSLA 29 13.2%
Top Reduces (Value $000, Stocks/ETFs)
WDIV -1,230 -15.5%
SCHG -811 -4.7%
VIG -667 -2.0%
SCHM -522 -3.3%
EFG -379 -17.2%
XYL -323 -50.7%
SCHA -237 -3.5%
Athenex, Inc. -221 -34.8%
STZ -213 -100.0%
IWM -130 -5.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type