RAFFA WEALTH MANAGEMENT, LLC

Q3 2016 13F-HR Holdings

Location
Washington, DC
Holdings as of
9/30/2016
Date filed
7/27/2026
Form type
13F-HR
Num holdings
870
Total value ($000)
$185,221
Net value change ($000)
+4,446 (2.5%)
New positions
25
Sold out positions
19
Turnover %
0.8%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/27/2026 Next filing: 7/27/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2016
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VEA 2,687 38.2%
BND 622 0.8%
VWO 607 8.2%
XLE 183 54.1%
XLK 177 NEW
MSFT 176 12.6%
XLB 168 NEW
XLI 167 NEW
XLY 163 NEW
XLV 163 26.4%
Top Reduces (Value $000, Stocks/ETFs)
VEU -957 -3.2%
GILD -534 -99.1%
MYGN -233 -100.0%
GS -161 -85.2%
AGG -148 -2.9%
VTI -72 -2.1%
DHR -67 -22.3%
MINT -46 -82.1%
GVI -43 -0.2%
LOW -43 -9.4%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type