RAFFA WEALTH MANAGEMENT, LLC

Q3 2019 13F-HR Holdings

Location
Washington, DC
Holdings as of
9/30/2019
Date filed
7/27/2026
Form type
13F-HR
Num holdings
744
Total value ($000)
$280,192
Net value change ($000)
-476,194 (-63.0%)
New positions
744
Sold out positions
380
Turnover %
350.9%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q2 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BND 149,797 NEW
VEA 38,299 NEW
VWO 14,809 NEW
BIV 8,212 NEW
IWB 6,433 NEW
VTI 6,361 NEW
VEU 4,297 NEW
USMV 2,692 NEW
GVI 2,438 NEW
SPY 2,392 NEW
Top Reduces (Value $000, Stocks/ETFs)
DFEOX -194,018 -100.0%
VSGDX -59,912 -100.0%
VANGUARD BOND INDEX FUNDS -34,876 -100.0%
Vanguard Total International Bond Index Fund -34,766 -100.0%
Vanguard Total Stock Market Index Fund -30,785 -100.0%
Vanguard Short Term Investment Grade Fund -29,160 -100.0%
DFGBX -28,177 -100.0%
DFA INVESTMENT DIMENSIONS GROUP INC -25,879 -100.0%
DWFIX -25,011 -100.0%
DFEMX -21,054 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type