RAFFA WEALTH MANAGEMENT, LLC

Q3 2023 13F-HR Holdings

Location
Washington, DC
Holdings as of
9/30/2023
Date filed
7/27/2026
Form type
13F-HR
Num holdings
1,063
Total value ($000)
$294,018
Net value change ($000)
+861 (0.3%)
New positions
10
Sold out positions
18
Turnover %
0.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/27/2026 Next filing: 7/27/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VUSB 2,377 125.3%
SGOV 2,192 14.5%
DFAC 1,606 13.2%
AVUS 1,045 30.4%
DUHP 668 26.2%
AVDE 570 18.9%
DIHP 276 63.2%
FREL 92 133.3%
BNDX 89 26.8%
DFAU 80 4.1%
Top Reduces (Value $000, Stocks/ETFs)
BND -2,344 -3.7%
VEA -1,531 -4.1%
IWB -638 -3.6%
VIG -463 -4.3%
ESGD -458 -10.1%
AAPL -292 -12.0%
VTI -268 -1.0%
MDY -219 -4.6%
ESGE -179 -8.7%
IWD -176 -3.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type