Cooper Financial Group

Q3 2026 13F-HR Holdings

Location
Irvine, CA
Holdings as of
9/30/2026
Date filed
10/7/2026
Form type
13F-HR
Num holdings
450
Total value ($000)
$1,255,708
Net value change ($000)
+49,362 (4.1%)
New positions
33
Sold out positions
33
Turnover %
4.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/8/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
GBIL 15,194 NEW
MSFT 11,065 50.0%
NVDA 9,568 20.1%
FLRT 5,288 NEW
AAPL 4,839 10.3%
AMZN 4,149 15.3%
JIVE 4,096 17.6%
DFIV 3,284 NEW
DBMF 3,243 NEW
CGXU 2,676 11.6%
Top Reduces (Value $000, Stocks/ETFs)
XOM -4,771 -100.0%
JEPI -3,261 -15.9%
TSLA -3,136 -19.9%
PAVE -2,892 -8.5%
DTH -2,685 -61.3%
GTO -2,555 -27.3%
XSVM -2,126 -42.4%
JHMD -2,052 -58.1%
QDPL -1,816 -63.4%
TOTL -1,437 -71.7%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,258 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type