Closed-End Fund Advisors, Inc.

Q3 2026 13F-HR Holdings

Location
Richmond, VA
Holdings as of
9/30/2026
Date filed
11/4/2026
Form type
13F-HR
Num holdings
168
Total value ($000)
$96,236
Net value change ($000)
-6,137 (-6.0%)
New positions
10
Sold out positions
7
Turnover %
5.9%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/27/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PERSHING SQUARE USA LTD 935 120.6%
MFM 747 28.5%
BGX 544 51.6%
TSLX 383 69.9%
PBDC 359 27.6%
FSCO 312 25.8%
HTGC 305 39.3%
BXSL 274 53.1%
GHY 269 NEW
PSF 260 NEW
Top Reduces (Value $000, Stocks/ETFs)
VFL -1,643 -100.0%
BPRE -1,006 -37.1%
XFLT -996 -100.0%
NFJ -654 -100.0%
NCDL -478 -30.5%
BGB -373 -62.7%
OTF -319 -19.3%
KBDC -294 -27.7%
GUG -293 -22.7%
SDHY -287 -18.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type