Clear Harbor Asset Management, LLC

Q1 2014 13F-HR Holdings

Location
New York, NY
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
214
Total value ($000)
$426,922
Net value change ($000)
+29,005 (7.3%)
New positions
38
Sold out positions
14
Turnover %
9.0%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MOS 2,896 NEW
CONVERSANT INC 2,831 NEW
Orbital Infrastructure Group, Inc. 1,989 551.0%
GM 1,787 NEW
FLEX 1,723 19.3%
EMC 1,626 160.5%
STX 1,565 NEW
GAP 1,490 NEW
AXS 1,465 86.2%
ABR 1,465 NEW
Top Reduces (Value $000, Stocks/ETFs)
CHINA CERAMICS CO LTD -3,118 -79.2%
VALUECLICK INC -2,544 -100.0%
ROP -2,427 -4.6%
CAT -2,024 -26.7%
TTWO -1,951 -100.0%
JPM -1,513 -85.6%
VOD -1,446 -100.0%
NOG -1,331 -12.1%
CVE -1,070 -100.0%
ITRI -955 -100.0%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 69 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type