NORTHERN TRUST CORP

Q4 2013 13F-HR/A Holdings

Location
Chicago, IL
Holdings as of
12/31/2013
Date filed
2/21/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
4,107
Total value ($000)
$311,819,027
Net value change ($000)
—
New positions
4091
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: — Next filing: 5/14/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 7,346,977 —
XOM 6,808,657 —
Alphabet Inc. Class C 4,392,035 —
GE 4,354,007 —
MSFT 4,145,437 —
JNJ 3,799,369 —
CVX 3,797,484 —
PG 3,403,091 —
JPM 3,393,935 —
WFC 3,267,710 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type