NORTHERN TRUST CORP

Q3 2021 13F-HR Holdings

Location
Chicago, IL
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
5,059
Total value ($000)
$564,956,828
Net value change ($000)
-2,740,715 (-0.5%)
New positions
261
Sold out positions
194
Turnover %
0.9%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/13/2021 Next filing: 2/8/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
EFA 1,826,186 15252.5%
UPS 1,631,242 4230.5%
MSFT 1,260,421 5.3%
AAPL 1,170,067 4.4%
TSLA 1,145,089 20.6%
GE 1,127,031 NEW
MRNA 873,370 190.7%
ETN 857,571 6900.3%
JNJ 467,490 9.0%
IHS Markit Ltd. 452,179 4499.3%
Top Reduces (Value $000, Stocks/ETFs)
GE -1,225,166 -100.0%
TSM -731,403 -90.2%
ALXN -512,281 -100.0%
NKE -417,770 -14.6%
AMZN -387,375 -2.3%
TWLO -383,644 -98.2%
VFC -382,922 -18.5%
QCOM -368,497 -17.2%
PYPL -357,386 -9.5%
BMY -329,494 -18.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type