PacWest Financial Management Inc

Q1 2014 13F-HR Holdings

Location
Phoenix, AZ
Holdings as of
3/31/2014
Date filed
4/22/2014
Form type
13F-HR
Num holdings
89
Total value ($000)
$129,111
Net value change ($000)
-202,850 (-61.1%)
New positions
6
Sold out positions
8
Turnover %
10.3%
Sector allocation + QoQ delta (equities-only)
Prev filing: 1/27/2014 Next filing: 7/24/2014 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMGN 1,204 NEW
MRK 1,180 232.3%
COST 971 241.5%
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 930 66.9%
SBUX 843 168.3%
DLTR 839 245.3%
AXP 810 134.8%
CLAYMORE EXCHANGE TRD FD TR 694 18.8%
CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 584 59.5%
NVO 400 25.5%
Top Reduces (Value $000, Stocks/ETFs)
AZN -201,637 -99.9%
Claymore Guggenheim BulletShares High Yld ETF -4,198 -100.0%
VCIT -2,986 -100.0%
VWO -1,980 -100.0%
QCOM -1,100 -44.4%
T -814 -100.0%
USB -704 -26.7%
VTI -644 -61.5%
MSFT -641 -16.4%
LKQ -514 -31.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type