STEPHENS INC /AR/

Q1 2021 13F-HR Holdings

Location
Little Rock, AR
Holdings as of
3/31/2021
Date filed
5/14/2021
Form type
13F-HR
Num holdings
1,305
Total value ($000)
$6,089,862
Net value change ($000)
+516,001 (9.3%)
New positions
149
Sold out positions
70
Turnover %
3.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/10/2021 Next filing: 8/12/2021 SEC filing

Snapshot: Change Analysis

Compared to Q4 2020
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IGSB 57,829 67.0%
SHY 33,197 22.8%
LUNG 27,590 NEW
IWD 22,202 23.6%
CVX 21,299 103.7%
XOM 17,445 116.3%
VTI 17,235 9.7%
VCSH 13,903 18.3%
BAC 13,466 58.3%
EEM 11,929 106.7%
Top Reduces (Value $000, Stocks/ETFs)
BIV -49,623 -61.9%
IAU -36,471 -50.9%
OEF -17,765 -88.7%
TAIL -16,721 -100.0%
EWY -9,216 -31.7%
ARCC -8,827 -34.1%
IWC -7,802 -22.0%
AMLP -7,769 -16.6%
PDD -6,621 -66.5%
REGN -6,483 -94.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type