Spectrum Asset Management, Inc.

Q3 2026 13F-HR Holdings

Location
Stamford, CT
Holdings as of
9/30/2026
Date filed
11/2/2026
Form type
13F-HR
Num holdings
4
Total value ($000)
$75,911
Net value change ($000)
+6,281 (9.0%)
New positions
1
Sold out positions
1
Turnover %
65.4%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/4/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PQDI 38,842 NEW
Top Reduces (Value $000, Stocks/ETFs)
PGX -21,426 -39.9%
VRP -10,837 -100.0%
WFC -269 -6.8%
BAC -30 -2.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type