RMB Capital Management, LLC

Q1 2014 13F-HR Detailed Holdings

Location
Chicago, IL
Holdings as of
3/31/2014
Date filed
5/12/2014
Form type
13F-HR
Num holdings
689
Total value ($000)
$1,452,238
Net value change ($000)
+9,514 (0.7%)
New positions
43
Sold out positions
37
Turnover %
12.5%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ALPHABET INC CL C 23,522 NEW
LINKEDIN CORP 12,754 NEW
AWK 8,567 NEW
IFF 7,818 50.7%
LIBBEY INC 6,019 29.5%
MOS 5,877 NEW
OM GROUP INC 4,569 NEW
TSM 3,919 221.9%
BLACK DIAMOND INC 3,828 78.2%
BRKR 3,548 NEW
Top Reduces (Value $000, Stocks/ETFs)
Alphabet Inc. Class C -23,865 -100.0%
Sirona Dental Systems Inc -18,387 -100.0%
MULTI COLOR CORP -13,553 -67.8%
CTXS -9,479 -47.9%
LIFE TECHNOLOGIES -9,168 -100.0%
AIRGAS INC -6,112 -27.8%
GM -5,846 -100.0%
V -5,789 -28.5%
THR -4,436 -25.8%
QCOM -4,226 -28.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 DELAWARE CAPITAL MANAGEMENT INC 028-05920
18 WHV Investment Management, Inc. 028-01204
3 NEWGATE CAPITAL MANAGEMENT LLC 028-03871
19 Convergence Investment Partners, LLC 028-13404
20 LAZARD ASSET MANAGEMENT LLC 028-10469
6 HORIZON ASSET MANAGEMENT LLC 028-06986
8 BRANDES INVESTMENT PARTNERS, LP 028-05620
9 ARIEL INVESTMENTS, LLC 028-04003
32 SANTA BARBARA ASSET MANAGEMENT, LLC 028-05621
11 MARSICO CAPITAL MANAGEMENT LLC 028-06748
31 LATEEF INVESTMENT MANAGEMENT, L.P. 028-05358