SCOTIA CAPITAL INC.

Q1 2014 13F-HR Detailed Holdings

Location
Toronto, A6
Holdings as of
3/31/2014
Date filed
5/14/2014
Form type
13F-HR
Num holdings
568
Total value ($000)
$4,493,094
Net value change ($000)
+299,591 (7.1%)
New positions
106
Sold out positions
78
Turnover %
4.1%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 2/14/2014 Next filing: 2/13/2020 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
Veren Inc. 43,887 NEW
JNJ 16,324 35.4%
BTE 13,804 39.0%
ENB 11,873 7.8%
XOM 10,848 152.9%
GE 10,295 21.0%
TD 10,174 3.7%
RY 10,015 3.2%
PBA 8,389 28.4%
MGA 8,231 34.4%
Top Reduces (Value $000, Stocks/ETFs)
VRTX -18,288 -100.0%
CAT -14,144 -66.1%
AMZN -13,383 -92.8%
EXE -11,745 -100.0%
TRI -9,856 -31.0%
VOD -7,610 -100.0%
RCI -7,607 -8.6%
Yahoo! Inc. -7,309 -81.2%
NFLX -6,807 -66.3%
APC -4,522 -89.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 BANK OF NOVA SCOTIA / 028-11475