GRASSI INVESTMENT MANAGEMENT LLC

Q3 2013 13F-HR Holdings

Location
Mountain View, CA
Holdings as of
9/30/2013
Date filed
4/30/2014
Form type
13F-HR
Num holdings
133
Total value ($000)
$379,305
Net value change ($000)
—
New positions
133
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: — Next filing: 4/30/2014 SEC filing

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PG 18,423 —
BAC 10,117 —
FWDI 9,052 —
GE 8,785 —
PLD 8,495 —
GSK 7,319 —
WFC 7,024 —
AIG 6,902 —
AMAT 6,829 —
C 6,462 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type