Location
Mishawaka, IN
Holdings as of
3/31/2014
Date filed
5/28/2014
Form type
13F-HR
Num holdings
118
Total value ($000)
$160,942
Net value change ($000)
-14,667 (-8.4%)
New positions
3
Sold out positions
202
Turnover %
11.8%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PRINCIPAL FUNDS, INC. 1,408 8.9%
PAAIX 924 3.8%
AXP 876 220.7%
MFGI 643 NEW
ABT 576 120.3%
JNJ 305 32.0%
APD 288 21.4%
JPM 274 10.0%
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 245 1361.1%
AUSTRALIA&NEW ZEALAND BKG GRP SPONSORED ADR 234 NEW
Top Reduces (Value $000, Stocks/ETFs)
Absolute Strategies -9,915 -100.0%
PM -890 -68.4%
FDX -642 -40.0%
AAPL -591 -16.5%
EMC -483 -31.3%
FISV -443 -16.0%
XOM -385 -10.9%
Altegris Managed Futures Strategy -342 -42.4%
Alphabet Inc. Class C -336 -12.0%
INTC -264 -31.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type