Phocas Financial Corp.

Q4 2013 13F-HR/A Detailed Holdings

Location
Alameda, CA
Holdings as of
12/31/2013
Date filed
2/18/2014
Form type
13F-HR/A - RESTATEMENT
Num holdings
227
Total value ($000)
$1,085,797
Net value change ($000)
—
New positions
226
Sold out positions
0
Turnover %
100.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: — Next filing: 5/14/2014 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to previous filing: —
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SNV 17,336 —
SVB FINANCIAL GROUP 16,470 —
ACET 16,120 —
XOM 15,725 —
SWKS 13,761 —
WCC 13,543 —
BAC 13,429 —
C 12,698 —
CVS 12,237 —
CNO 11,770 —
Top Reduces (Value $000, Stocks/ETFs)
—
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Wells Fargo Funds Management, LLC 028-11406