UNITED CAPITAL FINANCIAL ADVISERS, LLC

Q3 2023 13F-HR Detailed Holdings

Location
Newport Beach, CA
Holdings as of
9/30/2023
Date filed
11/14/2023
Form type
13F-HR
Num holdings
830
Total value ($000)
$15,262,976
Net value change ($000)
-3,078,904 (-16.8%)
New positions
28
Sold out positions
84
Turnover %
0.5%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 8/14/2023 Next filing: 2/14/2024 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q2 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CL 40,776 386.1%
PG 39,656 114.1%
ROP 28,362 133.0%
DGRO 20,802 743.2%
ORLY 13,939 344.2%
TFLO 4,194 184.2%
AMGN 3,924 16.8%
EOG 2,580 10.7%
CVX 2,295 2.6%
XLC 2,290 18.8%
Top Reduces (Value $000, Stocks/ETFs)
VOO -278,453 -15.2%
IVV -218,096 -33.1%
GOVT -179,901 -37.4%
IEFA -171,711 -25.5%
VUG -152,912 -36.5%
VTV -131,082 -29.9%
BSV -122,641 -14.2%
IGIB -100,530 -37.9%
AAPL -88,458 -19.3%
BIV -76,199 -18.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 GOLDMAN SACHS GROUP, INC 028-04981
2 IMD HOLDINGS, LLC
3 UNITED CAPITAL FINANCIAL PARTNERS, INC 028-13541