Wakefield Asset Management LLLP

Q3 2026 13F-HR Holdings

Location
Englewood, CO
Holdings as of
9/30/2026
Date filed
11/4/2026
Form type
13F-HR
Num holdings
213
Total value ($000)
$437,346
Net value change ($000)
-6,887 (-1.6%)
New positions
26
Sold out positions
38
Turnover %
23.5%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Prev filing: 8/11/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
RS 5,171 NEW
CNC 4,553 NEW
STT 4,430 NEW
DAR 4,286 NEW
CCK 4,252 NEW
SCHZ 3,795 74.1%
SGOV 3,756 NEW
REGN 2,433 NEW
CRSR 1,726 NEW
IBIT 1,672 78.2%
Top Reduces (Value $000, Stocks/ETFs)
DVA -5,893 -100.0%
MNST -5,175 -100.0%
FHN -4,083 -100.0%
TOTL -3,830 -100.0%
NEM -3,747 -100.0%
AA -3,543 -100.0%
EXEL -2,790 -100.0%
ROKU -2,713 -100.0%
AROC -1,764 -100.0%
CMPR -1,707 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type