TOMPKINS FINANCIAL CORP

Q1 2014 13F-HR Holdings

Location
Ithaca, NY
Holdings as of
3/31/2014
Date filed
4/10/2014
Form type
13F-HR
Num holdings
518
Total value ($000)
$395,121
Net value change ($000)
+8,989 (2.3%)
New positions
44
Sold out positions
52
Turnover %
0.6%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AGG 8,646 29.2%
IVW 3,220 32.0%
DGS 1,200 8.9%
USMV 1,080 15.6%
VTV 1,041 14.4%
HP 577 52.5%
EXC 561 35.5%
MSFT 492 13.7%
JNJ 474 10.8%
VEA 426 1.2%
Top Reduces (Value $000, Stocks/ETFs)
DEM -3,690 -20.9%
POWERSHARES ETF TR II -1,929 -13.6%
IJS -1,566 -16.3%
TMP -1,543 -5.6%
SDY -704 -48.8%
IJH -596 -4.5%
XOM -528 -7.1%
ADP -418 -24.5%
POWERSHARES -393 -12.9%
GE -386 -7.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type