WHALEROCK POINT PARTNERS, LLC

Q1 2014 13F-HR Holdings

Location
Providence, RI
Holdings as of
3/31/2014
Date filed
5/29/2014
Form type
13F-HR
Num holdings
133
Total value ($000)
$196,272
Net value change ($000)
+4,994 (2.6%)
New positions
14
Sold out positions
7
Turnover %
6.8%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BRK-B 3,017 4.7%
AAPL 962 24.4%
GILD 720 73.1%
OPK 678 NEW
Nuance Communications, Inc. 582 NEW
AIG 565 NEW
DLR 549 NEW
CVS 527 51.2%
HOLX 424 NEW
BAC 422 22.4%
Top Reduces (Value $000, Stocks/ETFs)
COSTA INC -6,606 -100.0%
TGT -1,005 -22.1%
Alphabet Inc. Class C -592 -100.0%
VOD -471 -100.0%
NOV -329 -100.0%
XOM -253 -3.6%
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER -244 -14.5%
NKE -212 -100.0%
CSCO -207 -100.0%
DXJ -191 -15.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type