DAFNA Capital Management LLC

Q1 2014 13F-HR Holdings

Location
Los Angeles, CA
Holdings as of
3/31/2014
Date filed
5/15/2014
Form type
13F-HR
Num holdings
46
Total value ($000)
$116,350
Net value change ($000)
+19,194 (19.8%)
New positions
9
Sold out positions
9
Turnover %
13.1%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AMPE 7,288 240.1%
DERMA SCIENCES INC 4,262 690.8%
*BIOTA PHARMACEUTIALS INC 3,088 225.2%
GLMD 2,318 NEW
ATRC 2,209 25.9%
Novadaq Technologies 1,188 25.4%
KERYX BIOPHARMACEUTICALS 1,134 198.9%
NXSTAGE MEDICAL INC 1,052 27.4%
PLX 813 17.7%
*CYTRX CORP 785 NEW
Top Reduces (Value $000, Stocks/ETFs)
GIVEN IMAGING -4,702 -100.0%
VENAXIS INC -1,071 -84.8%
ONCOGENEX PHARMACEUTICALS IN -928 -100.0%
Histogen Inc. -875 -100.0%
DISCOVERY LABORATORIES INC N -570 -4.4%
DYAX CORP -569 -100.0%
*DYNAVAX TECHNOLOGIES CORP -568 -100.0%
STXS -422 -6.7%
PHARMACYCLICS INC -404 -3.5%
BAXANO SURGICAL INC COM -340 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type