Marquette Asset Management Inc.

Q1 2014 13F-HR Holdings

Location
Minneapolis, MN
Holdings as of
3/31/2014
Date filed
4/30/2014
Form type
13F-HR
Num holdings
57
Total value ($000)
$190,121
Net value change ($000)
-19,890 (-9.5%)
New positions
3
Sold out positions
7
Turnover %
7.7%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
BUCKEYE PARTNERS, L.P. 2,044 NEW
SCHM 406 11.9%
SCHA 334 9.5%
MRK 225 NEW
TGT 223 NEW
XLV 114 5.5%
XLF 41 1.9%
LMT 30 10.0%
IJJ 30 3.6%
SLB 25 6.2%
Top Reduces (Value $000, Stocks/ETFs)
TCF FINL CORP -10,664 -100.0%
IWF -2,948 -10.0%
IWD -2,429 -12.8%
DVY -1,886 -27.1%
FTSE RAFI US 1500 Small Cap -821 -7.1%
IWM -637 -9.4%
SCHG -515 -1.2%
IWR -509 -9.4%
IWO -362 -100.0%
GUGGENHEIM S&P 500 PURE GROWTH -337 -1.2%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type