SILVERBACK ASSET MANAGEMENT LLC

Q1 2014 13F-HR Holdings

Location
Chapel Hill, NC
Holdings as of
3/31/2014
Date filed
5/13/2014
Form type
13F-HR
Num holdings
61
Total value ($000)
$1,424,029
Net value change ($000)
+243,448 (20.6%)
New positions
3
Sold out positions
3
Turnover %
125.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/14/2014 Next filing: 8/13/2025 SEC filing

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FCEL 1,507 NEW
VRINGO INC 932 136.9%
ADVAXIS INC 620 97.5%
SOLAZYME INC 581 NEW
CSV 339 NEW
BPZ RESOURCES INC 331 408.6%
Top Reduces (Value $000, Stocks/ETFs)
ANG-PD -6,595 -100.0%
LNG -2,053 -100.0%
Old COPPER Company, Inc. -1,830 -100.0%
Molycorp, Inc. -202 -16.6%
HOLX -138 -3.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 239,832 (16.8% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type