Bulldog Investors, LLC
Q1 2014 13F-HR Holdings
Net value change ($000)
-5,238
(-2.2%)
New positions
0
Sold out positions
1
Turnover %
0.1%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| WESTERN ASSET INFL MGMT FD I COM | 5,816 | 39.0% |
| SVVC | 5,614 | 24.1% |
| AMERICAN STRATEGIC INCOME II | 1,225 | 8.4% |
| AMERN STRATEGIC INCOME PTFL | 442 | 7.8% |
| HELIOS STRATEGIC INCOME FD I | 113 | 2.2% |
| HF2 FINL MGMT INC | 95 | 0.8% |
| COLLABRIUM JAPAN ACQUISITN C | 47 | 0.8% |
| QUARTET MERGER CORP | 42 | 0.6% |
| GLOBAL DEFENSE & NATL SEC SY | 39 | 0.7% |
| AQUASITION CORP | 38 | 0.4% |
Top Reduces (Value $000, Stocks/ETFs)
| ETJ | -11,001 | -22.5% |
| IMPERIAL HLDGS INC | -2,512 | -16.0% |
| ZWEIG TOTAL RETURN FD INC | -2,198 | -9.4% |
| SWZ | -1,908 | -8.2% |
| MVC CAPITAL, INC. | -803 | -4.4% |
| GYRODYNE CO AMER INC | -297 | -100.0% |
| EQS | -37 | -3.6% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|