Thomas J. Herzfeld Advisors, Inc.
Q1 2014 13F-HR Holdings
Net value change ($000)
-5,181
(-3.0%)
New positions
20
Sold out positions
33
Turnover %
7.2%
Sector allocation + QoQ delta (equities-only)
Snapshot: Change Analysis
Compared to Q4 2013
Methodology:
sector metrics are equities-only;
instrument mix chart is ex-options;
options exposure is shown separately.
Why this matters.
Top Adds (Value $000, Stocks/ETFs)
| CPA | 2,588 | NEW |
| JEQ | 1,614 | NEW |
| PIMCO Dynamic Credit & Mortgage Income Fund | 1,416 | 64.1% |
| Kayne Anderson Energy Total Re | 571 | NEW |
| NIE | 522 | 99.1% |
| DSL | 482 | 60.2% |
| VIRTUS TOTAL RETURN FD | 481 | 10.1% |
| Kayne Anderson NextGen Energy & Infrastructure, Inc. | 453 | 86.6% |
| TORTOISE PIPELINE & ENERGY FUND, INC. | 436 | 512.9% |
| NCLH | 429 | 63.2% |
Top Reduces (Value $000, Stocks/ETFs)
| ALPINE TOTAL DYN FD NEW | -4,826 | -49.3% |
| ALPINE GLOBAL DYNAMIC DIVD F | -2,395 | -46.7% |
| JAPAN EQUITY FD INC COM | -1,761 | -100.0% |
| ETJ | -1,502 | -66.1% |
| CPA | -1,493 | -100.0% |
| BLX | -1,185 | -100.0% |
| PDI | -908 | -62.1% |
| ALLIANCEBERNSTEIN INCOME FUN | -906 | -49.1% |
| WESTERN ASSET INFL MGMT FD I COM | -711 | -100.0% |
| WSO | -429 | -24.4% |
Instrument mix + QoQ Δ (ex-options)
How this table is calculated:
SEC
VALUE ($000) is used as reported.
For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received.
Column % is bucket-based:
non-options share is calculated inside non-option total, options share is calculated inside options total.
Details.
Filter:
Instrument:
| Issuer Name | Ticker | Sector | Industry | Class | History | Value ($000) | % | Shares | Shares Δ | Shares Δ% | Value Δ ($000) | Value Δ% | Principal | Option Type |
|---|