ALPS ADVISORS INC

Q2 2021 13F-HR Detailed Holdings

Location
Denver, CO
Holdings as of
6/30/2021
Date filed
8/11/2021
Form type
13F-HR
Num holdings
996
Total value ($000)
$11,307,105
Net value change ($000)
+1,068,390 (10.4%)
New positions
77
Sold out positions
31
Turnover %
3.6%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q1 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DCP Midstream, LP 102,257 39.1%
ET 100,562 20.7%
EPD 94,408 16.1%
MPLX 80,374 15.7%
WES 74,083 15.0%
PHILLIPS 66 PARTNERS LP 72,767 23.8%
ENLINK MIDSTREAM LLC 72,609 48.1%
PAA 67,925 13.7%
WEP 46,125 9.1%
CHPT 42,658 NEW
Top Reduces (Value $000, Stocks/ETFs)
Noble Midstream Partners LP -65,474 -100.0%
STX -23,111 -100.0%
XRX -20,852 -100.0%
BLDP -17,643 -33.3%
VZ -16,611 -38.3%
J.P. Morgan Exchange-Traded Fund Trust -16,550 -100.0%
OLED -14,250 -23.2%
AYI -12,883 -22.3%
FATE -10,775 -100.0%
ORA -8,946 -25.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Red Rocks Capital LLC 028-14056
2 Morningstar Investment Management LLC 028-17446
3 Rocky Mountain Advisers, LLC 028-14185
4 RiverFront Investment Group, LLC 028-13577
5 Sprott Asset Management LP 028-14703