Baker Avenue Asset Management, LP

Q3 2021 13F-HR Holdings

Location
San Francisco, CA
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
254
Total value ($000)
$1,746,053
Net value change ($000)
-16,163 (-0.9%)
New positions
43
Sold out positions
27
Turnover %
2.1%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/16/2021 Next filing: 2/11/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SVB FINANCIAL GROUP 3,491 22.8%
RSPT 2,807 51.5%
AGG 2,493 2.8%
BND 2,340 2.5%
PLTR 2,012 235.6%
BUNGELTD 1,816 7.6%
MSFT 1,781 5.3%
JPM 1,716 6.5%
GLOB 1,650 28.2%
PGX 1,597 256.3%
Top Reduces (Value $000, Stocks/ETFs)
WDAY -5,409 -100.0%
AMAT -3,571 -21.3%
UPS -3,452 -11.2%
LI -3,191 -34.0%
VWO -2,957 -7.8%
META -2,884 -77.7%
VB -2,323 -3.3%
APD -2,088 -10.4%
PH -2,005 -8.8%
SCHD -1,880 -64.6%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 27,942 (1.6% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type