ALPS ADVISORS INC

Q3 2021 13F-HR Holdings

Location
Denver, CO
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
906
Total value ($000)
$10,378,218
Net value change ($000)
-928,887 (-8.2%)
New positions
167
Sold out positions
163
Turnover %
3.3%
Sector allocation + QoQ delta (equities-only)

Holdings aggregated across other managers listed in the original SEC filing. View detailed breakdown

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ENLINK MIDSTREAM LLC 61,446 27.5%
STEM 28,432 NEW
EVR 16,721 4932.4%
GPRE 15,843 NEW
LEVGQ 13,132 NEW
BGS 9,864 NEW
VDC 9,235 NEW
JPM 8,527 5.3%
RGLD 7,672 858.2%
VBR 7,482 94.8%
Top Reduces (Value $000, Stocks/ETFs)
EPD -105,355 -15.5%
MPLX -92,714 -15.6%
WEP -78,182 -14.1%
ET -68,163 -11.6%
Shell Midstream Partners, L.P. -59,605 -24.5%
PHILLIPS 66 PARTNERS LP -54,529 -14.4%
WES -51,291 -9.0%
OLED -47,151 -100.0%
DCP Midstream, LP -46,978 -12.9%
AYI -44,924 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type