ALPS ADVISORS INC

Q4 2021 13F-HR Detailed Holdings

Location
Denver, CO
Holdings as of
12/31/2021
Date filed
2/9/2022
Form type
13F-HR
Num holdings
978
Total value ($000)
$8,887,698
Net value change ($000)
-1,490,520 (-14.4%)
New positions
107
Sold out positions
125
Turnover %
17.0%
Sector allocation + QoQ delta (equities-only)

Holdings broken out by other managers reported in the original SEC filing. View aggregated holdings

Prev filing: 11/15/2021 Next filing: 5/16/2022 SEC filing
You are on the SEC detailed breakdown page. Rows are shown as reported in the filing (including other manager, discretion, and voting authority fields), and are not merged like the standard holdings view. Switch to aggregated holdings.

Snapshot: Change Analysis

Compared to Q3 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
WEP 39,481 8.3%
NEM 33,506 137.3%
BMY 29,582 NEW
CAG 24,867 NEW
AMGN 24,795 NEW
PNW 24,754 NEW
WES 23,914 4.6%
PFG 23,353 NEW
CMI 23,243 6603.1%
SNA 23,042 6564.7%
Top Reduces (Value $000, Stocks/ETFs)
BRK-B -429,891 -100.0%
JPM -167,495 -99.0%
BRK-B -132,376 -100.0%
YUM -104,942 -100.0%
Enable Midstream Partners, LP -91,564 -100.0%
PFE -79,442 -95.1%
CSCO -70,382 -70.1%
WFC -65,857 -99.1%
UTF -57,291 -100.0%
EPD -49,902 -8.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Red Rocks Capital LLC 028-14056
2 Morningstar Investment Management LLC 028-17446
3 RiverFront Investment Group, LLC 028-13577
4 Sprott Asset Management LP 028-14703