NorthRock Partners, LLC

Q3 2024 13F-HR/A Holdings

Location
Minneapolis, MN
Holdings as of
9/30/2024
Date filed
4/22/2025
Form type
13F-HR/A - RESTATEMENT
Num holdings
833
Total value ($000)
$3,041,846
Net value change ($000)
+382,369 (14.4%)
New positions
71
Sold out positions
43
Turnover %
1.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 4/22/2025 Next filing: 4/22/2025 SEC filing

Snapshot: Change Analysis

Compared to Q2 2024
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
VGSH 163,445 12298.3%
SPY 26,419 6.8%
SPYV 22,708 11.0%
JMST 22,200 5375.3%
AAPL 16,973 11.0%
NVDA 12,188 24.4%
MDYV 10,687 11.4%
SPYG 7,586 4.8%
SLYV 6,891 12.2%
MDYG 6,070 7.6%
Top Reduces (Value $000, Stocks/ETFs)
TGT -5,123 -25.2%
VOO -2,865 -4.2%
EFG -2,600 -28.7%
SOLV -1,800 -100.0%
QQQ -1,760 -13.8%
EMXC -1,729 -20.1%
GOOGL -1,570 -7.0%
BIL -1,194 -7.8%
AMZN -1,193 -4.0%
QUAL -1,188 -35.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 5,808 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type