RIVERNORTH CAPITAL MANAGEMENT, LLC

Q3 2025 13F-HR Holdings

Location
West Palm Beach, FL
Holdings as of
9/30/2025
Date filed
11/14/2025
Form type
13F-HR
Num holdings
479
Total value ($000)
$1,753,973
Net value change ($000)
-54,510 (-3.0%)
New positions
126
Sold out positions
65
Turnover %
41.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/14/2025 Next filing: 2/17/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
PML 26,379 167.3%
BIT 23,411 NEW
PCQ 13,741 196.4%
USA 12,799 NEW
MSDL 12,027 310.1%
MPA 11,857 NEW
HHH 10,990 NEW
CGBD 10,130 207.4%
VKQ 10,080 31.3%
RVT 9,434 4888.1%
Top Reduces (Value $000, Stocks/ETFs)
NAD -28,654 -60.8%
NEA -27,622 -100.0%
ACP -19,747 -89.1%
NUV -19,681 -42.6%
XPMQX -18,342 -100.0%
NVG -14,934 -34.4%
AOD -14,559 -70.6%
BRW -12,150 -80.4%
NZF -9,661 -100.0%
BTX -9,329 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type