Thomas J. Herzfeld Advisors, Inc.

Q1 2026 13F-HR Holdings

Location
Miami Beach, FL
Holdings as of
3/31/2026
Date filed
5/12/2026
Form type
13F-HR
Num holdings
115
Total value ($000)
$294,050
Net value change ($000)
-1,555 (-0.5%)
New positions
25
Sold out positions
19
Turnover %
36.7%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/13/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q4 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
HERZ 12,512 NEW
SJB 12,344 NEW
SDS 8,171 NEW
FSCO 6,799 56.8%
FSSL 6,138 21.2%
PFIX 5,429 NEW
TFLO 3,797 1680.1%
NML 3,400 NEW
KYN 3,343 NEW
BGR 3,135 NEW
Top Reduces (Value $000, Stocks/ETFs)
HERZ -12,969 -100.0%
BPRE -6,801 -53.0%
SABA -6,674 -50.9%
NBXG -5,955 -100.0%
RA -5,628 -56.2%
STEW -5,239 -74.0%
PAXS -5,103 -44.6%
PDO -3,918 -81.9%
OXLC -3,672 -62.8%
SDHY -3,608 -66.5%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type