Founders Financial Alliance, LLC

Q3 2026 13F-HR Holdings

Location
Raleigh, NC
Holdings as of
9/30/2026
Date filed
11/10/2026
Form type
13F-HR
Num holdings
662
Total value ($000)
$723,396
Net value change ($000)
-31,090 (-4.1%)
New positions
27
Sold out positions
144
Turnover %
4.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/4/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
SPYM 8,937 2792.8%
XOM 5,584 NEW
CORO 5,530 1140.2%
IALT 4,921 996.2%
MSFT 4,101 31.7%
IVV 3,272 11.0%
AAPL 3,222 8.9%
SPYG 3,030 337.8%
SPTB 2,841 NEW
SPYV 2,464 189.4%
Top Reduces (Value $000, Stocks/ETFs)
XOM -4,717 -100.0%
EFV -4,062 -61.1%
QUAL -4,053 -82.3%
IEMG -3,880 -39.7%
IVE -3,314 -31.1%
MTUM -2,638 -44.4%
IAGG -2,549 -98.3%
TLH -2,235 -43.9%
IVW -1,997 -18.5%
BINC -1,927 -89.3%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type