Thomas J. Herzfeld Advisors, Inc.

Q3 2026 13F-HR Holdings

Location
Miami Beach, FL
Holdings as of
9/30/2026
Date filed
11/10/2026
Form type
13F-HR
Num holdings
130
Total value ($000)
$285,634
Net value change ($000)
-40,130 (-12.3%)
New positions
13
Sold out positions
18
Turnover %
16.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/10/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
DBMF 10,724 NEW
EVT 3,128 NEW
FFA 3,064 NEW
DXYZ 2,900 1705.9%
PDI 2,801 43.1%
BPRE 1,591 40.3%
BGB 809 63.6%
TBLD 785 44.2%
GAM 760 37.3%
ASA 551 15.9%
Top Reduces (Value $000, Stocks/ETFs)
Pershing Square USA Ltd -10,669 -100.0%
EIC -4,359 -48.3%
TYG -4,299 -100.0%
STK -3,788 -54.4%
SSSS -3,786 -38.3%
KF -3,722 -99.3%
NXG -3,449 -100.0%
CHY -3,346 -100.0%
BCX -2,699 -100.0%
BTZ -2,507 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type