BALLAST ADVISORS LLC

Q3 2026 13F-HR Holdings

Location
Woodbury, MN
Holdings as of
9/30/2026
Date filed
11/12/2026
Form type
13F-HR
Num holdings
215
Total value ($000)
$489,707
Net value change ($000)
+69,997 (16.7%)
New positions
29
Sold out positions
12
Turnover %
6.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/12/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
JAAA 17,692 257.8%
SCHO 9,879 47.0%
JCPB 6,960 NEW
VTIP 5,883 83.4%
SGOV 3,108 357.7%
VMBS 3,001 95.5%
MSFT 2,945 30.3%
AAPL 2,518 11.0%
DTCR 2,142 NEW
IQLT 2,032 NEW
Top Reduces (Value $000, Stocks/ETFs)
AGG -15,009 -70.5%
SCHV -3,053 -7.4%
SCHX -2,719 -7.3%
XLRE -2,045 -99.9%
SCHWAB STRATEGIC TRUST -1,494 -4.5%
JPM -1,285 -9.8%
UBER -1,278 -27.7%
EPD -1,068 -9.4%
PEP -1,063 -80.5%
NVO -942 -100.0%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type