LPL Financial LLC

Q1 2020 13F-HR Holdings

Location
Fort Mill, SC
Holdings as of
3/31/2020
Date filed
5/14/2020
Form type
13F-HR
Num holdings
3,202
Total value ($000)
$46,422,419
Net value change ($000)
-8,531,720 (-15.5%)
New positions
197
Sold out positions
323
Turnover %
0.6%
Sector allocation + QoQ delta (equities-only)
Prev filing: 2/14/2020 Next filing: 8/13/2020 SEC filing

Snapshot: Change Analysis

Compared to Q4 2019
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
ESGU 111,248 5710.9%
BIL 96,273 531.1%
GOVT 87,912 26.0%
SPYM 68,587 339.5%
ESGE 67,621 3450.1%
SHYG 54,750 191.3%
AMZN 45,210 12.2%
SPTS 44,509 1706.0%
MSFT 42,032 11.0%
GSLC 41,992 20.3%
Top Reduces (Value $000, Stocks/ETFs)
IJH -370,715 -33.0%
VTI -358,819 -21.3%
IEMG -274,589 -27.6%
IVV -240,191 -17.4%
IWM -200,528 -31.0%
USMV -180,879 -16.8%
IJR -175,503 -43.2%
IUSV -174,902 -24.2%
IEFA -144,076 -18.5%
IUSG -141,191 -15.2%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 42,715 (0.1% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type