LPL Financial LLC

Q3 2021 13F-HR Holdings

Location
Fort Mill, SC
Holdings as of
9/30/2021
Date filed
11/15/2021
Form type
13F-HR
Num holdings
4,319
Total value ($000)
$106,490,483
Net value change ($000)
+7,591,665 (7.7%)
New positions
284
Sold out positions
190
Turnover %
0.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/13/2021 Next filing: 2/14/2022 SEC filing

Snapshot: Change Analysis

Compared to Q2 2021
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
IVV 350,236 17.1%
ESGU 263,985 35.1%
TIP 227,353 102.9%
SPY 214,934 10.8%
QQQ 206,336 9.2%
EFG 162,318 51.8%
IEFA 156,389 10.6%
AAPL 140,425 7.8%
IXN 133,621 122.4%
BND 121,972 4.9%
Top Reduces (Value $000, Stocks/ETFs)
XSOE -133,334 -49.5%
GSLC -132,648 -25.4%
IGSB -115,502 -26.0%
GUNR -75,945 -88.1%
MTUM -69,018 -25.4%
ESGE -65,624 -21.8%
ARKK -55,101 -11.2%
SPMD -52,859 -15.6%
GOVT -42,679 -8.3%
JNK -40,261 -32.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 210,665 (0.2% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type