Guinness Asset Management LTD

Q1 2014 13F-HR Holdings

Location
London, X0
Holdings as of
3/31/2014
Date filed
4/24/2014
Form type
13F-HR
Num holdings
63
Total value ($000)
$163,931
Net value change ($000)
+2,602 (1.6%)
New positions
1
Sold out positions
2
Turnover %
5.5%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q4 2013
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
NEWFIELD EXPLOR 1,743 29.5%
UNTC 1,104 16.7%
CNQ 880 13.5%
PTEN 776 12.1%
STONE ENERGY CORP 685 21.3%
CARRIZO OIL & GAS INC 640 19.4%
ULTRA PETROLEUM CORP 538 24.2%
DVN 530 8.2%
XOM 418 6.4%
JNJ 410 21.0%
Top Reduces (Value $000, Stocks/ETFs)
COP -6,570 -100.0%
NOC -2,184 -100.0%
PENN VIRGINIA CORP -1,921 -62.8%
BILL BARRETT CORP -95 -4.4%
VLO -85 -1.3%
QEP RESOURCES, INC. -82 -4.0%
ITW -44 -1.9%
TRINA SOLAR LIMITED -39 -1.2%
JKS -34 -8.9%
MRK -18 -0.8%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type