Guinness Atkinson Asset Management Inc

Q2 2014 13F-HR Holdings

Location
Woodland Hills, CA
Holdings as of
6/30/2014
Date filed
7/24/2014
Form type
13F-HR
Num holdings
65
Total value ($000)
$134,948
Net value change ($000)
+34,879 (34.9%)
New positions
1
Sold out positions
4
Turnover %
5.9%
Sector allocation + QoQ delta (equities-only)

Snapshot: Change Analysis

Compared to Q1 2014
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
CSCO 2,919 NEW
APACHE CORP 1,306 59.2%
GILD 1,240 79.1%
HLX 1,227 51.9%
NOBLE ENERGY INC 1,222 53.5%
EXE 1,197 52.0%
SU 1,164 50.7%
GANNETT INC 1,127 64.0%
NEWFIELD EXPLOR 1,075 41.0%
AHC 1,072 43.2%
Top Reduces (Value $000, Stocks/ETFs)
PTEN -2,578 -100.0%
LUMN -1,985 -100.0%
PENN VIRGINIA CORP -408 -100.0%
SOHUN -333 -11.4%
REYNOLDS AMERICAN INC -94 -100.0%
RENESOLA LTD -49 -8.0%
ORA -37 -3.9%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type