Guinness Atkinson Asset Management Inc

Q3 2026 13F-HR Holdings

Location
Pasadena, CA
Holdings as of
9/30/2026
Date filed
11/5/2026
Form type
13F-HR
Num holdings
108
Total value ($000)
$224,723
Net value change ($000)
+1,672 (0.7%)
New positions
1
Sold out positions
0
Turnover %
0.2%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/29/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
MSFT 2,413 35.8%
CRM 2,215 44.4%
TMO 1,994 32.9%
NVDA 1,981 28.5%
META 1,425 26.9%
ICE 1,122 21.7%
NDAQ 924 15.1%
AAPL 877 13.4%
DHR 828 14.6%
TEL 712 258.0%
Top Reduces (Value $000, Stocks/ETFs)
KLAC -3,617 -36.3%
AMAT -3,071 -30.3%
LRCX -2,246 -25.3%
TSM -1,119 -9.1%
AFL -1,014 -41.0%
AVGO -890 -8.3%
APH -623 -7.1%
BIDU -544 -46.6%
APTV -531 -83.2%
GOOGL -366 -5.1%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type