Sigma Planning Corp

Q4 2023 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
12/31/2023
Date filed
2/1/2024
Form type
13F-HR
Num holdings
846
Total value ($000)
$1,278,138
Net value change ($000)
-1,389,607 (-52.1%)
New positions
33
Sold out positions
379
Turnover %
15.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 11/6/2023 Next filing: 5/2/2024 SEC filing

Snapshot: Change Analysis

Compared to Q3 2023
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
FDEC 14,224 NEW
USIG 4,350 NEW
IOO 4,166 227.8%
IGIB 4,007 NEW
XLG 2,268 201.8%
POCT 1,870 NEW
EXPE 1,782 NEW
AJG 1,677 NEW
CDNS 1,542 494.2%
CEG 1,505 237.8%
Top Reduces (Value $000, Stocks/ETFs)
AAPL -83,588 -61.3%
IVV -67,296 -48.4%
FAUG -24,713 -97.4%
AMZN -24,708 -53.3%
DGRO -22,675 -52.5%
MSFT -22,090 -41.4%
SCHD -15,506 -56.0%
VOO -15,464 -48.5%
QQQ -15,243 -30.6%
SPY -14,454 -42.5%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 23 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type