Sigma Planning Corp

Q3 2025 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
9/30/2025
Date filed
11/10/2025
Form type
13F-HR
Num holdings
1,290
Total value ($000)
$3,517,615
Net value change ($000)
+191,528 (5.8%)
New positions
142
Sold out positions
97
Turnover %
3.4%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/5/2025 Next filing: 1/30/2026 SEC filing

Snapshot: Change Analysis

Compared to Q2 2025
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 25,759 19.3%
NVDA 15,280 14.0%
GOOGL 8,401 33.4%
IVW 4,941 10.5%
IVV 4,876 2.5%
RDVY 4,717 42.3%
PLTR 4,679 26.9%
GOOGL 4,572 30.8%
QQWZ 4,553 560.7%
AVGO 4,240 19.9%
Top Reduces (Value $000, Stocks/ETFs)
VOO -8,877 -15.4%
COWZ -7,910 -33.3%
ABBV -5,244 -27.8%
ABT -5,003 -55.5%
QGRO -4,683 -90.6%
KNG -4,180 -50.5%
SDVY -2,677 -19.2%
FPE -2,349 -34.7%
MUB -2,248 -18.3%
LMBS -1,885 -40.8%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,313 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type