Sigma Planning Corp

Q3 2026 13F-HR Holdings

Location
Ann Arbor, MI
Holdings as of
9/30/2026
Date filed
10/23/2026
Form type
13F-HR
Num holdings
1,325
Total value ($000)
$3,883,923
Net value change ($000)
-88,661 (-2.2%)
New positions
77
Sold out positions
154
Turnover %
4.0%
Sector allocation + QoQ delta (equities-only)
Prev filing: 8/7/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
AAPL 23,717 14.1%
MSFT 16,357 32.7%
NVDA 13,119 11.9%
EXXONMOBIL HOLDINGS CORP 12,755 NEW
PLTR 8,789 96.3%
DYNF 5,473 107.2%
CRWD 5,194 29.8%
IVV 4,372 2.1%
META 3,832 18.8%
VGT 3,262 29.1%
Top Reduces (Value $000, Stocks/ETFs)
XOM -10,954 -100.0%
CAT -7,632 -28.5%
QQQ -6,133 -7.2%
JEPQ -5,830 -51.6%
GLW -5,652 -73.1%
IDEF -5,446 -90.0%
IJR -5,189 -25.9%
VRT -4,374 -63.1%
AMAT -3,546 -40.7%
AGG -3,437 -32.9%
Instrument mix + QoQ Δ (ex-options)
Derivatives reported exposure ($000): 1,355 (0.0% of total reported value)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
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Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type