Flaharty Asset Management, LLC

Q3 2026 13F-HR Holdings

Location
Clearwater, FL
Holdings as of
9/30/2026
Date filed
11/2/2026
Form type
13F-HR
Num holdings
37
Total value ($000)
$17,914
Net value change ($000)
-51,954 (-74.4%)
New positions
0
Sold out positions
15
Turnover %
41.5%
Sector allocation + QoQ delta (equities-only)
Prev filing: 7/8/2026 Next filing: — SEC filing

Snapshot: Change Analysis

Compared to Q2 2026
Methodology: sector metrics are equities-only; instrument mix chart is ex-options; options exposure is shown separately. Why this matters.
Top Adds (Value $000, Stocks/ETFs)
—
Top Reduces (Value $000, Stocks/ETFs)
MINT -2,829 -61.6%
JAAA -2,503 -85.5%
FTSL -2,304 -79.1%
KORP -2,111 -80.5%
XLF -2,070 -78.2%
XCEM -2,023 -78.0%
XLI -1,940 -81.4%
SDY -1,936 -75.1%
FLGV -1,863 -85.2%
PFM -1,757 -66.7%
Instrument mix + QoQ Δ (ex-options)
How this table is calculated: SEC VALUE ($000) is used as reported. For derivatives (PUT/CALL/WARRANT/RIGHT), SEC value represents reported underlying exposure, not premium cash paid/received. Column % is bucket-based: non-options share is calculated inside non-option total, options share is calculated inside options total. Details.
Filter:
Instrument:
Issuer Name Ticker Sector Industry Class History Value ($000) % Shares Shares Δ Shares Δ% Value Δ ($000) Value Δ% Principal Option Type